Krage & Janvey, LLP
Corporate Securities Lawyers
At Krage & Janvey, L.L.P., our corporate governance lawyers are dedicated to offering sophisticated legal guidance to clients who have concerns about public and private offerings, corporate securities, SEC enforcement, and related issues.
We counsel individuals, issuers, broker-dealers, investment advisers, and accountants who need quality assistance with securities compliance and enforcement issues. We counsel clients in the Dallas and Fort Worth areas, as well as in other major cities across the United States.
Krage & Janvey, L.L.P. has served as securities counsel to small public companies, maintaining periodic and other disclosure requirements, Additionally, private offerings comprise a substantial portion of our practice.
Experienced Corporate Securities Counselor
As and Adjunct Professor of Law at Southern Methodist University for 20 years, Ralph Janvey taught law school classes related to corporate planning and regulation of the securities and commodities markets. Mr. Janvey and the other attorneys at our office offer effective legal advice on issues regarding:
- Private Placements
- Blue Sky laws
- The Securities Exchange Act of 1934 and Securities Act of 1933
- Securities enforcement
- The Sarbanes-Oxley Act, Dodd – Frank Act, and JOBS Act
- The Texas state securities board
- Broker – Dealers (FINRA)
- Investment Advisors
- The Public Company Accounting Oversight Board (PCAOB)
- Public Offerings
- Mergers and acquisitions
- Public disclosure requirements
- Hedge funds
- Entertainment and restaurant syndication
- Business entity formation and operations, real estate syndication
- Commodity trading
Mr. Janvey has also written a number of articles on corporate securities and regulatory issues, and has been an expert witness on the civil litigation of securities law issues. Mr. Janvey is currently the receiver in the Stanford Financial Receivership.
Contact Krage & Janvey, LLP
To learn more about how we can answer your securities questions, contact Krage & Janvey, LLP at (214) 969-7500.
For more information, please check out the legal news links on the securities law.